The Investment Adviser Rep Syndicate is a group dedicated to the interests of investment adviser representatives through the provision of educational and training opportunities. In addition to these opportunities, this website and The Syndicate in general is intended to address the specific interests and concerns of the representatives, rather than the representatives RIA or broker-dealer.
The Syndicate was founded in 2013 by David B. Cosgrove, a former securities industry regulator. Sheila R. Carroll, a former securities industry regulator and a former member of the industry, serves as the Treasurer.
If you would like to become a member of The Syndicate, please follow the instructions made available by clicking the Membership tab. The Syndicate currently intends to hold its first annual conference in Saint Louis in August of 2014. For now, please check this site intermittently for additional announcements and blog entries. If you are in need of legal advice rather than general information, please contact the Cosgrove Law Group, LLC at 314-563-2490.
Welcome aboard the first national organization dedicated solely to your professional interests as an Investment Adviser Representative.